Wednesday, June 29, 2011

This update provides some current Rosenthal Recruiting opportunities with links for more information. To view in HTML with live links please click here or go to

Securities Counsel - Blue Sky Practice
Leading US Law Firm - New York Office Counsel Level. JD 2003 - 2006 ideally. Read More.

ISDA Negotiator - Attorney and Negotiator
5+ Required: Negotiating Master aAgreements with Pension Plans and Investment Advisors. Vice President (VP) to Director level: Candidates with 7 + years of negotiating experience or more will be considered. JD preferred but not required. Salary Up to: $200,000

Hedge Fund Compliance Officer

Located in New York. Manage, implement and maintain compliance program. Reports directly to the General Counsel/Chief Compliance Officer. Responsibilities include: Design new compliance initiatives as Regulations, Legal, Compliance and business requirements evolve. Salary: $120,000.

Paralegal - Investment Management
Requires 3+ years working for a Mutual Fund Company, 7-10 years total work experience, knowledge and experience with the Investment Advisers Act of 1940 and Securities Act of 1933. Experience with ETFs is preferred. Compensation: Up to $75,000 with up to 20% bonus potential. Near Washington DC and relocation reimbursement is available.

These openings may be seen at the Rosenthal Recruiting Job Board.

Please note that other active openings are not posted, one is for Broker-Dealer Registration Compliance Officer and another is Options Market Making Compliance. Both jobs located in New Jersey. For the Registration Compliance Officer, the base salary is $75,000 + bonus Requires: FINRA CRD filings, U-4, U-5., Web CRD. Options Market Making can pay up to $200,000 per year.

Thanks for reading and reviewing this. Please call anytime or send me an email. After, you send a resume we can discuss roles, companies and anything else you would be interested in when considering a new position.


Stuart Rosenthal
(973) 826-0537

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