Friday, January 27, 2012
Rosenthal Recruiting Job Board now has an excellent Senior Compliance Officer job opening. This new job listing can be viewed at the following location: http://rosenthalrecruiting.jobamatic.com/a/jbb/job-details/640686 This job is located in Washington DC metro area and the employer is a Financial Industry leader. Salary Range: Up to 100,000 + Bonus and Generous Benefits. 15% bonus potential. Required Knowledge and Work Experience: Experience working with SEC, FINRA and other securities regulators Experience writing and implementing policies and procedures Experience conducting audits Experience working with the Investment Company Act of 1940 Excellent analytical skills Excellent organizational skills Experience delivering training Company Description: Provider of specialized Mutual Funds. More than $25 Billion in Assets Under Management (AUM). See/More/Apply Please e-mail resume and brief cover letter to: Stuart@RosenthalRecruiting.com Website has more information and ways to connect: http://www.RosenthalRecruiting.com
Saturday, January 21, 2012
Broker-Dealer Compliance Officer Global Bank (New York) REQUIREMENTS include Two (2) - four (4) years as a Compliance Officer for a FINRA Member Broker-Dealer or Bank. Bachelors Degree; MBA preferred. Read all about and how to apply. Base pay could be up to $95,000.