Sunday, May 15, 2011

Prime Brokerage Attorney, Compliance Manager & Top Law Firm Regulatory Attorney in NY

A few openings are active, in Manhattan and here is a brief summary:

Prime Brokerage Attorney. Requires a JD with knowledge of contracts for Prime Brokerage clients and Commission Sharing Agreements.The Company is a leading US based Broker-Dealer and Investment Bank. If you have worked with prime brokerage contracts, and would be interested please reply with a resume in Word format. Then we can discuss the Company, your ideal position and compensation.

Compliance Manager role overseeing a staff that includes oversight of Registration, Web CRD etc.

Top Law Firm. Regulatory Attorney to work with its technology practice and the corporate department. The ideal candidate will have three or more years working at the S.E.C. or FINRA in Washington in Investment Management or Trading and Markets - as well as experience working at a large law firm.

Rosenthal Recruiting has posted job opportunities and we handle some opportunities that are not posted such as those referenced above. You can follow Rosenthal Recruiting at LinkedIn, the Ladders (may require login or fee) or twitter to receive notification on jobs and other suggestions. These are ways to be informed of opportunities and when Rosenthal Recruiting receives a resume we identify new openings a candidate would be interested in.

One current position has been removed from the Ladders because the base salary target is now $85,000 - less than the 100K required. Hedge Fund Compliance Officer may be viewed at the Rosenthal Recruiting Job Board. Responsibilities: Manage, implement and maintain the Compliance program for a S.E.C. Registered Hedge Fund. The Fund Company has $3 billion Asset Under Management (AUM). The candidate must have 2 + years of experience gained from a Hedge Fund or the Alternative Investment group of an Institutional Investment Bank.

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Outside the NY Metro area, a Paralegal in-house opening. – office in the Potomac region - near Washington DC – Baltimore. A very successful, cutting edge Money Manager. Paralegal base salary at $75,000 + 20% Bonus
Review Job Description here.

This Job was posted on Bill Singer's Blog in Bill’s piece titled ‘Customer Claims Merrill Lynch Nickel-and-Dimed a Two-Bit BZ Order’ on May 10 Full Job description is at the bottom at:

To apply for a Job and get a quick response, please: review the Job Description. Then E-mail your resume and cover letter to or call (973) 826-0537 for more information.

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