While Mary Schapiro, S.E.C. chairwoman, says she needs to hire 800 to carry out the Dodd-Frank financial regulatory overhaul,
-Experience working with IT, Attorneys, Compliance Management and professionals.
-Experience working with financial services' Compliance preferably in an Investment Bank, Exchange, SRO, Futures Enterprise or Broker-Dealer
-Understanding of Derivatives strongly preferred.
- 5+ years in Project Management, Compliance, Strategic Planning or similar role, with emphasis in financial services. Will also consider experience as a project manager or a team lead in a major company-wide initiative.
This position is for an experienced Project Manager to act as a consultant to manage a firm-wide business initiative to restructure its activities in accordance with new regulatory requirements for derivatives trading. The candidate will focus on management and tracking changes to the firm’s trading systems, infrastructure and related technologies as well redeployment and structuring of the compliance program to satisfy new requirements.
The ideal candidate will have experience in financial services, either leading or performing a significant management role for projects that involve detailed regulatory requirements.
The candidate will need to identify business leads for each functional area (IT, finance, trading, compliance, legal and audit), and act as a liaison between the groups to identify issues and track that solutions are being developed and implemented.
Additionally, knowledge of Compliance programs as well as Trading systems is strongly preferred. The candidate will be expected to inventory the areas of the firm impacted by the new regulatory requirements and develop and maintain an overall project plan as well as for each area impacted.
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