FINRA sank his job chances, attorney says - reported by Investment News. A Florida attorney claims that FINRA derailed his bid to become the state's top watchdog in retaliation for a previous legal dispute he had with the regulator. Kevin Carreno maintains that he was on his way to being appointed commissioner of Florida's Office of Financial Regulation when FINRA sent his former employer a Wells notice alerting that he faced potential enforcement actions.
Shared via AddThis
-
Posts
