Rosenthal Recruiting - Jobs, Compliance and Financial Oversight

Stuart Rosenthal, 

more available on various websites. 

Past

• Vice President at Legend Global Search, Inc.
• Compliance Officer at Soleil Securities Corporation
• Senior Compliance Manager at Jefferies & Company, Inc.

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Recommendations

17 people have recommended Stuart

Connections

Over 2000 'first-level' LinkedIn connections

Managing Partner

The Rosenthal Consulting Group dba Rosenthal Recruiting

February 2009 – Present 

About The Rosenthal Consulting Group

The Rosenthal Consulting Group dba ROSENTHAL RECRUITING is a recruiting and search firm with a focus on Financial Services including Broker-Dealers, Investment Advisors, Hedge Funds and Asset Managers. We provide company-centric Compliance, Legal, Internal Audit and Financial Accounting human resource services with an emphasis on both a Skills and Organizational fit within your firm. We recruit highly qualified candidates from junior to executive levels with the same exceptional, personal service that is the core of our firm values. Our search team goes beyond the traditional resume accumulation models to deliver a customized, long-term staffing solution.

Led by Stuart Rosenthal, with more than twenty years of financial services experience, Rosenthal is well known in the Wall Street community, bringing a knowledge of regulation, market fundamentals, and, above all, integrity to relationships with clients and candidates.

Placements and clients include NYSE-listed Corporations, Global and Boutique Investment Banks, Broker-Dealers, Hedge Funds, Investment Advisors, Am Law 100 Law Firm.

Associate, Securities and Blue Sky Attorney with NY-based National Law Firm.
VP, Controller, CPA, Audit and Financial Reporting
AML Officer - full-service investment firm
Monitoring and Surveillance - Ratings Agency
Compliance Officer, Surveillance – NY-based Investment Bank
Compliance Manager - Control Room

Services

Rosenthal Recruiting: Long-Term staffing solutions.

ROSENTHAL RECRUITING provides company Compliance, Legal, Internal Audit and...

• 14 Recommendations Read comments and click on Profiles

Publications

• Private Advisers Slow To Hire CCOs

  • Compliance Intelligence from Compliance Reporter
  • January 10, 2013
  Authors: Stuart Rosenthal, Peter Rawlings
  "The growth of compliance teams is not what you think it would be," said Stuart Rosenthal, managing director of Rosenthal Recruiting. "It's a business decision first. The majority of firms are outsourcing when they can or hiring a junior person." Some advisers that have hired full-time compliance staffers have chosen to target more junior candidates, so as to limit the initial expense of the new...more

• Recruiters Play Money Ball

  • Money Management Executive
  • June 25, 2012
  Authors: Stuart Rosenthal, Tommy Fernandez
  Stuart Rosenthal, Managing Director of Rosenthal Recruiting, says he regularly sees discounts between 25% to 30% compared to pre-crisis. Moreover, he sees huge demand for junior talent. “I see a lot of firms, whenever possible, looking at the most junior candidates they can, seeing if they can get someone with three years, or five-to-seven years, instead of 10-years,” he says. “People are hiring...more

• Where Compliance Pros Connect Online

  • The Wall Street Journal Digital Network
  • March 26, 2010
  Authors: Stuart Rosenthal, Julie Steinberg
  If you’re looking to keep up with the latest on all the new decrees or just a little cyber-networking, here’s a guide to online communities for compliance officers. Broker Dealer, Investment Advisor Compliance Officers brings together, you guessed it, BD and IA compliance officers — and has nearly 700 members. It's run by compliance recruiter and blogger Stuart Rosenthal. Compliance Oversights is...more