Search to Replace Schapiro; Luparello FINRA Interim CEO
Stephen Luparello interim FINRA CEO. Replaces Mary Schapiro, now SEC Chair after Senate approval. Board named search committee seeks permanent replacement.
The Dealerization of America by the SEC
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On Tuesday, February 6, 2024, the United States Securities and Exchange
Commission promulgated final rules relating to changing the definition of
dealer ...