Subpoenas also sent to more than 50 hedge funds, “a new front in the broadest U.S. investigation of Wall Street trading since state and federal regulators targeted mutual-fund abuses in 2003.” Links to WSJ (Subscription Req'd) and Bloomberg
The Dealerization of America by the SEC
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On Tuesday, February 6, 2024, the United States Securities and Exchange
Commission promulgated final rules relating to changing the definition of
dealer ...